This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Bhavik (krishna) Kothari | 2016 | Bachelor of Commerce - Gujarat University - India ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Applied Finance - University of Adelaide ~ Master of Commerce - Gujarat University - India ~ Securities and Managed Investments - Kaplan Professional |
| Natarajan Balakrishnan | 2012 | Advanced Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd ~ Diploma of Finance & Mortgage Broking Management - AAMC Training Group ~ Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd ~ MASTER OF MANAGEMENT SCIENCES - PSG COLLEGE OF TECHNOLOGY ~ Specialist SMSF Course - Cavendish |
| Shitij Chandra | 2016 | Diploma In Financial Planning FNS50615 - INTERNATIONAL INSTITUTE OF TECHNOLOGY ~ Master of Business Systems - Monash University ~ RG146 Tier 1 Specialist Risk Management Course - International Institute of Technology ~ Tier 2 Compliance Solution - Kaplan Professional |
| Vaibhav Ajmani | 2018 | Bachelor of Commerce - Delhi University ~ Bachelor of Law - Delhi University ~ Chartered Accountant - Chartered Accountant Australia ~ Diploma In Financial Planning - KAPLAN Professionals |
| Vijay Raj | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certificate IV Financial Services (Finance/Mortgage Broking) - Kaplan Professional ~ Diploma of Finance and Mortgage Broking Management - Intellitrain Pty Ltd ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ SMSF Speacialist - Cavendish Adelaide University |
| Vishal Gupta | 2017 | Diploma in Financial Planning - Monarch Instutute |