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3. Laverne Capital Pty ltd

Laverne Capital Pty ltd

AFS License Number

482937

Name

Laverne Capital Pty ltd

ABN/ACN/ARBN

20609554485

Licensee issued

Feb. 29, 2016

Address

Harris Park, 2150, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Provide a claims handling and settling service on behalf of the insured, make a recommendation or state an opinion where the recommendation or statement of opinion:
is made in response to an inquiry by or on behalf of another person about an existing or potential claim by that person under an insurance product to retail and wholesale clients; and
could reasonably be expected to influence a decision whether to continue with the existing claim or to make the potential claim to retail and wholesale clients.
Provide a claims handling and settling service on behalf of the insured, assist another person to make a claim under an insurance product to retail and wholesale clients.
Represent the insured in pursuing a claim under an insurance product to retail and wholesale clients.
Provide a claims handling and settling service on behalf of the insured, assess whether an insurer has a liability under an insurance product or provide assistance in such an assessment to retail and wholesale clients.

Location

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