This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Dewald Burger | 2009 | 1994 - Bachelor of Commerce - - University of Stellenbosch ~ 2000 - Bachelor of Commerce (Honours) - - University of South Africa ~ 2010 - Margin Lending and Geared Investments - - Kaplan Education Pty Ltd ~ 2011 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2011 - Self Managed Superannuation Funds - - Kaplan Education Pty Ltd |
| Kong Lau | 2015 | 2007 - Bachelor of Commerce - - University of Canberra ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2021 - FASEA - Professional Designations - Fasea Standards Authority |
| Ronald Lambert | 1977 | 2006 - Advanced Diploma of Financial Services (Financial Planning) (FNS60404) - - Tribeca Learning ~ 2013 - FChFP - Professional Designations - Asia Pacific Financial Services Association ~ 2022 - Ethics and Professional Standards - Bridging Course - Ethics - TAFE NSW |