This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Dewald Burger | 2009 | 1994 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Stellenbosch ~ 2000 - Bachelor of Accounting Science - Bachelor Honours Degree (AQF 8) - University of South Africa ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Education Pty Ltd ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2011 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Education Pty Ltd ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Jeremy Young | 2010 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Ronald Lambert | 1977 | 2006 - Advanced Diploma of Financial Services (Financail Planning) - Advanced Diploma (AQF 6) - Tribeca Learning (Aust) Pty Limited ~ 2013 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Asia Pacific Financial Services Association ~ 2022 - Ethics and Professional Standards for Financial Advisers - Bridging Course - Ethics - New South Wales Technical and Further Education Commission (TAFE NSW) |