This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities limited to:
debentures of a body corporate or unincorporated body only; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities limited to:
debentures of a body corporate or unincorporated body only; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Malcolm Gillespie | 2004 | 1978 - Bachelor of Applied Science - - QIT ~ 1981 - Master of Scientific Studies - - UQ ~ 2001 - Certified Investment Management Analyst - - Investment Management Consultants Association ~ 2012 - ASFA Accredited Investment Fiduciary - - Association of Superannuation Funds of Australia |
| Paul David DE Beer | 2004 | 2003 - Bachelor of Business (Accounting) - - QUT ~ 2007 - Graduate Diploma of Financial Planning - - Finsia ~ 2008 - Graduate Diploma of Applied Finance and Investment - - Finsia ~ 2009 - Certified Investment Management Analyst - - Investment Management Consultants Association ~ 2012 - ASFA Accredited Investment Fiduciary - - Association of Superannuation Funds of Australia |