This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes limited to:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andi Kirstyn Gelling | 2023 | 2022 - Bachelor of Commerce (Accounting & Financial Planning) - Bachelor Degree (AQF 7) - James Cook University ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Anthony Sebastion Castorina | 2015 | 2015 - Diploma of Financial Planning - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| April Maree Stagg | 2024 | 2023 - Bachelor of Business - Bachelor Degree (AQF 7) - QUT ~ 2024 - Exam Standard - Other - ASIC |
| Joshua Tallon | 2018 | 2016 - Diploma of Financial Planning FNS50615 - Diploma (AQF 5) - Integrity ~ 2018 - Advanced Diploma of Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Integrity ~ 2018 - RG146 Margin Lending - Diploma (AQF 5) - Integrity ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Justin Robert Pascoe | 2002 | 1997 - Bachelor of Commerce - - James Cook University ~ 1999 - Graduate Diploma in Financial Planning - - Securities Institute of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Mark Allan Spicer | 2005 | 2002 - CPA - Professional Designations - CPA ~ 2005 - Postgraduate Diploma in Financial Planning - - Kaplan |