Kli Accountants And Wealth Managers Pty ltd

AFS License Number
452054
Name
Kli Accountants And Wealth Managers Pty ltd
ABN/ACN/ARBN
36167537546
Licensee issued
Feb. 13, 2014
Address
Cockburn Central, 6164, WA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Colin Sia 2012 Bachelor of Commerce - Curtin ~ CFP - Financial Planning Association ~ Masters of Financial Planning - Curtin University
 Kelly-louise Pillay 2006 Bachelor of Commerce - Murdoch University ~ Bachelor of Economics - Murdoch University ~ CFP - Financial Planning Association of Australia ~ Graduate Diploma in Financial Planning - FINSIA ~ Masters of Taxation - Curtin University
 Malcolm Edward Evans 2009 Bachelor of Commerce - Curtin University ~ CFP Certification Program - Financial Planning Association of Australia ~ Graduate Diploma of Applied Finance (Financial Planning) - Kaplan Professional
 Randall Edward Stout 2000 Bachelor of Commerce (Accounting and Corporate Administration) - Curtin University of Technology ~ Certified Financial Planner - Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional