This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Colin Sia | 2012 | 2007 - Bachelor of Commerce - - Curtin ~ 2009 - Masters of Financial Planning - - Curtin University ~ 2013 - CFP - - Financial Planning Association |
| Kelly-louise Pillay | 2006 | 2006 - Bachelor of Commerce - - Murdoch University ~ 2006 - Bachelor of Economics - - Murdoch University ~ 2008 - Graduate Diploma in Financial Planning - - FINSIA ~ 2009 - CFP - - Financial Planning Association of Australia ~ 2013 - Masters of Taxation - - Curtin University |
| Malcolm Edward Evans | 2009 | 2007 - Bachelor of Commerce - - Curtin University ~ 2009 - Graduate Diploma of Applied Finance (Financial Planning) - - Kaplan Professional ~ 2011 - CFP Certification Program - - Financial Planning Association of Australia |
| Randall Edward Stout | 2000 | 1995 - Bachelor of Commerce (Accounting and Corporate Administration) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2002 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |