This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Ronald Holmes | 2016 | 1995 - Bachelor of Business (Accounting/Finance) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2001 - Certified Practising Accountant - Professional Designations - CPA Australia ~ 2006 - SMSF Specialist Advisor Program - Professional Designations - SMSF Professionals Association of Australia Ltd ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy Pty Ltd ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Ltd |
| Lisa Maree Newnham | 2018 | 1995 - Bachelor of Arts - - University of Sydney ~ 2018 - FNS10 Financial Services Training Package - Tier 1 Level under the ASIC RG146 - - Terra Cordis ~ 2019 - Master of Professional Accounting - Masters Degree (AQF 9) - Charles Sturt University |
| Skye Miller Sommerville | 2016 | 2001 - Bachelor of Agricultural Business - - University of Adelaide (Roseworthy Agricultural College) ~ 2014 - Bachelor of Business (Accounting/Finance) - - Charles Sturt University ~ 2016 - Diploma of Financial Planning - - Kaplan Education ~ 2024 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Ltd |
| Steven Edwards | 1995 | 1991 - Bachelor Degree - Business Management and Financial Markets - - St John's University New York City ~ 1999 - Diploma of Financial Planning - - Deakin University |
| Tegan Maree Tillack | 2018 | 2011 - Cert IV in Financial Services (Bookkeeping) - - Bookkeeping Institute of Australia ~ 2016 - Diploma of Accounting - - TAFE Queensland ~ 2018 - Bachelor of Commerce (Accounting) - - University of Southern Queensland ~ 2018 - FNS10 Financial Services Training Package - Tier 1 Level under the ASIC RG146 - - Terra Cordis ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Ltd |