This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Ronald Holmes | 2016 | Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd ~ Bachelor of Business/Finance - Charles Sturt University ~ Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd ~ Public Practice Certificate - CPA |
| Lisa Maree Newnham | 2018 | Bachelor of Arts - University of Sydney ~ FNS10 Financial Services Training Package - Tier 1 Level under the ASIC RG146 - Terra Cordis ~ Master of Professional Accounting - Charles Sturt University |
| Skye Miller Sommerville | 2016 | Bachelor of Agricultural Business - University of Adelaide (Roseworthy Agricultural College) ~ Bachelor of Business (Accounting/Finance) - Charles Sturt University ~ Diploma of Financial Planning - Kaplan Education |
| Steven Edwards | 1995 | Bachelor Degree - Business Management and Financial Markets - St John's University New York City ~ Diploma of Financial Planning - Deakin University |
| Tegan Maree Tillack | 2018 | Bachelor of Commerce (Accounting) - University of Southern Queensland ~ Cert IV in Financial Services (Bookkeeping) - Bookkeeping Institute of Australia ~ Diploma of Accounting - TAFE Queensland ~ FNS10 Financial Services Training Package - Tier 1 Level under the ASIC RG146 - Terra Cordis |