This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Denise Bell | 2005 | Accredited Listed Product Adviser Program (ALPA) - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning - Kaplan Professional ~ Bachelor of Business - University of Technology Sydney (UTS) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
Denise Chambers | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional (formerly Tribeca) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional (formerly Tribeca) ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending & Geared Investments - Kaplan Professional |
Irene Jiang Ing Kay | 1992 | Bachelor of Science - University of New South Wales ~ Diploma in Life Insurance - Deakin University (Australian Lifewriters Association) ~ Diploma of Financial Planning - Deakin University / Financial Planning Association ~ Graduate Diploma of Education - University of New South Wales ~ Margin Lending & Geared Investments - Kaplan Professional |
Jeremy Paul Rankin | 2007 | Bachelor of Commerce - University of Newcastle ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of Laws - Macquarie University |
Timothy John Egger | 2002 | Bachelor of Engineering (Civil) - University of New South Wales ~ Client Engagement Skills - Kaplan ~ Economic and Legal Context for Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending & Geared Investments - Kaplan Professional |