This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Denise Bell | 2005 | 1998 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2000 - Chartered Accountant Program - Professional Designations - Chartered Accountants Australia and New Zealand ~ 2003 - Diploma of Financial Services - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2005 - Advanced Diploma of Financial Services (Financial Services) - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2008 - Certification Program - Professional Designations - Financial Advice Association of Australia Limited (formerly Financial Planning Association of Austra ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Denise Chambers | 2005 | 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jeremy Paul Rankin | 2007 | 1996 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2005 - Masters of Law - Other - Macquarie University ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited ~ 2012 - FNS50804 Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy Pty Ltd ~ 2013 - SMSF Specialist Advisor Program - Professional Designations - SMSF Association Ltd ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Timothy John Egger | 2002 | 1996 - Bachelor of Engineering (Civil) - Bachelor Honours Degree (AQF 8) - University of New South Wales ~ 2004 - Advanced Diploma Of Financial Planning - Advanced Diploma (AQF 6) - Financial Advice Assocation of Australia Limited (formerly Financial Planning Association of Austral ~ 2008 - CFP Certification Program - Professional Designations - Financial Advice Association of Australia Limited (formerly Financial Planning Association of Austra ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2022 - FPC001 Economic, Legal and Ethical Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan High Education Pty Limited ~ 2023 - FPC007 Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education Pty Limited |