This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail clients;
life products limited to investment life insurance products to retail clients;
life products limited to life risk insurance products to retail clients;
managed investment schemes including IDPS to retail clients;
non-basic deposit products to retail clients;
retirement savings accounts to retail clients;
securities to retail clients; and
superannuation to retail clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail clients;
life products limited to investment life insurance products to retail clients;
life products limited to life risk insurance products to retail clients;
managed investment schemes including IDPS to retail clients;
non-basic deposit products to retail clients;
retirement savings accounts to retail clients;
securities to retail clients; and
superannuation to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|