This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail clients;
life products limited to investment life insurance products to retail clients;
life products limited to life risk insurance products to retail clients;
managed investment schemes including IDPS to retail clients;
non-basic deposit products to retail clients;
retirement savings accounts to retail clients;
securities to retail clients; and
superannuation to retail clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail clients;
life products limited to investment life insurance products to retail clients;
life products limited to life risk insurance products to retail clients;
managed investment schemes including IDPS to retail clients;
non-basic deposit products to retail clients;
retirement savings accounts to retail clients;
securities to retail clients; and
superannuation to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Hannah Louise Elliott | 0 | 2025 - Bachelor of Applied Financial Advice - Bachelor Degree (AQF 7) - Griffith University |
| Nicole Elizabeth O'sullivan | 2022 | 2018 - Bachelor of Management (Marketing) - Bachelor Degree (AQF 7) - Deakin University ~ 2019 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan |
| Nicole Helen Gardner | 2022 | 2020 - BP314 Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2023 - Certified Financial Planner - Other - FAAA ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |