This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Daniel Salmon | 2013 | Accountants SuperPackage - Kaplan ~ Bachelor of Business (Accountancy) - Charles Sturt University ~ CA SMSF Specialisation Accreditation Course - University of NSW ~ Chartered Accountants Program - Institute of Chartered Accountants ~ SMSF Specialist Advisor - SMSF Association |
| Grant Lloyd Richard Lewis | 2005 | Bachelor of Business (Accounting) - Charles Sturt University ~ Certified Financial Planner - FPA ~ Diploma of Financial Services - Deakin University ~ Graduate Diploma Financial Planning - FINSIA ~ SMSF Specialist Advisor - SMSF Association |
| John Andrew Byatt | 2021 | Business (Financial Planning) - CSU ~ Business (Marketing/Finance) - CSU |
| Rebecca Emily Cameron | 2003 | Bachelor of Business - Victoria University of Technology ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Australian Institute of Company Directors - Australian Institute of Company Directors |