This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Daniel Salmon | 2013 | 1989 - Bachelor of Business (Accountancy) - - Charles Sturt University ~ 1993 - Chartered Accountants Program - - Institute of Chartered Accountants ~ 2012 - CA SMSF Specialisation Accreditation Course - - University of NSW ~ 2013 - Accountants SuperPackage - - Kaplan ~ 2013 - SMSF Specialist Advisor - - SMSF Association |
| Grant Lloyd Richard Lewis | 2005 | 2002 - Bachelor of Business (Accounting) - - Charles Sturt University ~ 2003 - Diploma of Financial Services - - Deakin University ~ 2008 - Graduate Diploma Financial Planning - - FINSIA ~ 2009 - Certified Financial Planner - - FPA ~ 2012 - SMSF Specialist Advisor - - SMSF Association |
| John Andrew Byatt | 2021 | 2016 - Business (Marketing/Finance) - Bachelor Degree (AQF 7) - CSU ~ 2020 - Business (Financial Planning) - Graduate Diploma (AQF 8) - CSU |
| Rebecca Emily Cameron | 2003 | 1997 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria University of Technology ~ 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2021 - Graduate Australian Institute of Company Directors - Professional Designations - Australian Institute of Company Directors |
| Zachary William White | 0 | 2020 - Bachelor of Business (Finance/Financial Planning) - Bachelor Degree (AQF 7) - CSU ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |