This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brendan Michael Shannan | 1992 | 1992 - Bachelor of Commerce - - Deakin University ~ 1998 - Diploma of Financial Planning - - Deakin University ~ 2004 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2010 - CPA Program - - CPA Australia |
| Olivera Ivcovici | 2004 | 2003 - Bachelor of Laws / Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2006 - Advanced Diploma of Financial Planning - - Kaplan ~ 2007 - ASFA SMSF - - Association of Superannuation Funds of Australia ~ 2014 - Certified financial planner - Professional Designations - Financial Planning Association ~ 2020 - Ethics and professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |