This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amy Elizabeth Ryan | 2005 | 2004 - Financial Planning - Diploma (AQF 5) - Deakin University ~ 2016 - RG146 SMSFs - Other - Financial Education Professionals ~ 2017 - Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - Insurance Advice - Graduate Diploma (AQF 8) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Graduate Diploma (AQF 8) - Kaplan |
| Stephen Michael Blizard | 1986 | 1988 - Certified Investment & Financial Adviser - Other - ASIFA ~ 2002 - Investment Planning 1 - Professional Designations - FPA ~ 2003 - Superannuation/Retirement Planning & Risk Management - Other - Integratec ~ 2014 - Managerial Accounting 530 - Other - Curtin University Business School ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan |