This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to wholesale clients;
derivatives to wholesale clients;
foreign exchange contracts to wholesale clients;
life products limited to investment life insurance products to wholesale clients;
life products limited to life risk insurance products to wholesale clients;
managed investment schemes including IDPS to wholesale clients;
margin lending facilities limited to standard facilities to wholesale clients;
non-basic deposit products to wholesale clients;
non-cash payment products to wholesale clients;
retirement savings accounts to wholesale clients;
securities to wholesale clients; and
superannuation to wholesale clients.
Provide financial product advice limited to general financial product advice limited to:
basic deposit products to retail clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail clients;
derivatives to retail clients;
foreign exchange contracts to retail clients;
life products limited to investment life insurance products to retail clients;
life products limited to life risk insurance products to retail clients;
managed investment schemes including IDPS to retail clients;
margin lending facilities limited to standard facilities to retail clients;
non-basic deposit products to retail clients;
non-cash payment products to retail clients;
retirement savings accounts to retail clients;
securities to retail clients; and
superannuation to retail clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
derivatives to retail and wholesale clients;
foreign exchange contracts to retail and wholesale clients;
managed investment schemes excluding IDPS to wholesale clients; and
managed investment schemes limited to own managed investment schemes to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
derivatives to retail and wholesale clients;
foreign exchange contracts to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
non-cash payment products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Operate a registered management investment scheme as responsible entity (includes holding any incidental property) limited to:
The following named scheme: B. ETHICAL INVESTMENT FUND (ARSN 631506673) which holds the following types of property;
derivatives to retail and wholesale clients; and
financial assets to retail and wholesale clients.
Provide a custodial or depository service other than IDPS to retail and wholesale clients.
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