This licence authorises the licensee to carry on a financial services business to:
provide financial product advice to wholesale clients only for the following classes of financial products:
non standard margin lending facilities; and
deal in a financial product to wholesale clients only by:
applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
non standard margin lending dacility; and
provide financial product advice to retail and wholesale clients for the following classes of financial products:
derivatives;
foreign exchange contracts;
securities; and
standard margin lending facility;
deal in a financial product to retail and wholesale clients by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts; and
securities; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
derivatives;
foreign exchange contracts;
securities; and
standard margin lending facility; and
make a market for the following financial products in respect of retail and wholesale clients:
foreign exchange contracts; and
derivatives;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
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