This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Damien Thomas Basile | 2011 | Advanced Diploma of Business (Marketing) - RMIT ~ Bachelor of Business (Human Relations, Marketing) - La Trobe University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Dean Anthony Agresta | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Business (Banking & Finance) - Royal Melbourne Institute of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Emilio Bangit | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Economics) - Victoria University ~ Diploma of Financial Services (Financial Planning) - Tribeca |
| Joseph Scarmozzino | 2001 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor in Finance (Major in Finance) - Latrobe University ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Richard Williams | 1995 | Certificate IV in Finance and Mortgage Broking - Finance & Related Services Training Academy (FARSTA) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Superannuation and Retirement Advice - Kaplan Professional |
| Tania Hudson | 1999 | Diploma of Financial Planning - FPA ~ Graduate Diploma of Financial Planning - Kaplan Professional |