This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Damien Thomas Basile | 2011 | 2002 - Advanced Diploma of Business (Marketing) - Advanced Diploma (AQF 6) - RMIT ~ 2005 - Bachelor of Business (Human Relations, Marketing) - Bachelor Degree (AQF 7) - La Trobe University ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional |
| Dean Anthony Agresta | 2005 | 2002 - Diploma of Business (Banking & Finance) - Diploma (AQF 5) - Royal Melbourne Institute of Technology ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Emilio Bangit | 2005 | 2003 - Bachelor of Business (Economics) - - Victoria University ~ 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| James Shaw | 2012 | 2011 - Bachelor of Commerce (Financial Planning) - - University of Canberra ~ 2012 - Margin Lending & Geared Investments - - Kaplan ~ 2017 - SMSF Core Course - - DBA Network Pty Ltd ~ 2018 - Accredited Aged Care Professional - - Aged Care Steps |
| Joseph Scarmozzino | 2001 | 2001 - Bachelor in Finance (Major in Finance) - Bachelor Degree (AQF 7) - Latrobe University ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Certified Financial Planner - - FPA |
| Maria Angela Galtieri | 2005 | 2012 - Provide Advice in Financial Planning - Professional Designations - Kaplan |
| Richard Williams | 1995 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Finance & Related Services Training Academy (FARSTA) ~ 2019 - Superannuation and Retirement Advice - Other - Kaplan Professional |
| Tania Hudson | 1999 | 2005 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |