This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Allan Dunn | 2015 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - FPA/Deakin University ~ 2015 - Advanced Diploma of Financial Planning - - Monarch Institute ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - TAFE NSW |
| Paul Leonard Wright | 2000 | 2003 - Certified Financial Planner - - FPA ~ 2010 - ASX Securities - - LPac Online ~ 2010 - Margin Lending - - Pinnacle ~ 2010 - Self Managed Super Fund Course - - Pinnacle ~ 2014 - Certificate IV in Financial Services (Finance/Mortgage Broking) - - AAMC |
| Walter Fleitmann | 2015 | 2005 - Bachelor of Economics - - University of Western Australia ~ 2008 - Bachelor of Commerce (Accounting) - - University of Western Australia ~ 2011 - Graduate Diploma in Accounting - - Institute of Chartered Accountants Australia (ICAA) ~ 2014 - Diploma of Financial Planning - - RG146 Mentor Education Group ~ 2015 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional |