This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Luke Eres | 1996 | CFP - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Deakin ~ Diploma of Financial Planning - Kaplan ~ Margin Lending & Geared Investments - Kaplan Education ~ SMSF Specialist Adviser (SSA) - Self Managed Super Fund Association of Australia |
| Mirko Cugura | 1999 | Bachelor of Economics - La Trobe University ~ CFP - Financial Planning Association of Australia (FPA) ~ Certified Investment Management Analyst - IMCA ~ Grad Dip in Financial Planning - Securities Institute (Finsia) ~ Grad Dip of Econometrics - La Trobe University |
| Patrick Daniel Garrett | 2017 | Bachelor of Commerce (Accounting) - Swinburne University of Technology ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Finance & Mortgage Broking Management - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Timothy Dawe | 2011 | Bachelor of Commerce - Deakin University ~ CFP - Financial Planning Association of Australia (FPA) |