This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Gale | 2008 | 2006 - Bachelor of Business (Applied Finance) - - University of Western Sydney |
| Alexander Kenneth Kitchin | 2011 | 1990 - Bachelor of Economics - - The University of Queensland ~ 1993 - Bachelor of Business (Accountancy) - - Queensland University of Technology ~ 2011 - Diploma of Financial Services (Financial Planning) - - Mentor ~ 2012 - Advanced Diploma of Financial Planning - - Mentor ~ 2012 - Self Managed Superannuation Funds - - Mentor |
| Alexander William Mckenzie | 2002 | 2000 - Bachelor of Commerce - - University of Western Sydney ~ 2013 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2013 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2021 - MAA728 Financial Behaviour and Decision Making - Bridging Course - Behavioural Finance - Deakin University ~ 2021 - MLC714 Financial Advice Regulation - Bridging Course - Regulation & Legal Obligations - Deakin University |
| Alisha Jorja Kelly | 0 | 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Amanda Jane Doyle | 2007 | 2007 - Master of Finance - - Curtin University of Technology ~ 2008 - Self Managed Superannuation Funds - - Kaplan ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2012 - Accredited Listed Product Adviser Program - - Kaplan ~ 2012 - Advanced Diploma of Financial Services - - Kaplan |
| Andrew Henderson | 2003 | 1999 - Bachelor of Business major Marketing &marketing extended major - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - ThreeSixty |
| Andrew James Britton | 0 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan professional |
| Andrew John Meads | 2010 | 2010 - Bachelor of Business (Financial Management and Marketing) - Bachelor Degree (AQF 7) - James Cook University ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Accredited Listed Product Adviser Program - Other - KAPLAN |
| Andrew Mark Cunich | 2004 | 1989 - Bachelor of Arts (Banking and Finance) - - Canberra College of Advanced Education ~ 1992 - Diploma of Financial Planning - - Deakin University ~ 1998 - Certified Financial Planner - - Financial Planning Association of Australia Ltd ~ 2012 - Margin Lending and Geared Investments - - Kaplan Education ~ 2015 - Introduction to SMSF - - Kaplan Education |
| Andrew Mark Taveira | 2011 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2015 - Self Managed Super Funds - Other - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Mentor Education ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Andrew Stuart Grey | 2001 | 2004 - Diploma of Financial Advising - Advanced Diploma (AQF 6) - Securities Institute of Australia ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Annika Mary Coutts | 2018 | 2016 - Bachelor of Accounting - - University of South Australia ~ 2017 - Diploma of Financial Planning - - Kaplan Professional ~ 2019 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Anthony David Ward | 2012 | 2005 - Diploma of Business (Frontline Management) - Diploma (AQF 5) - Business Success Group Pty Ltd ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2011 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Arthur James Robinson | 2011 | 2011 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Ashleigh Renee Dodt | 0 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Ayesha Brine | 1995 | 1999 - Entry Level Competencies - - Tribeca ~ 1999 - Risk Management - - Tribeca ~ 2001 - Investment Planning 1 - - Financial Planning Association ~ 2001 - Retirement Planning - - Financial Planning Association ~ 2011 - Margin Lending and Geared Investments - - Kaplan |
| Barbara Libby Franklin | 2004 | 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2017 - Accredited Aged care Professional - Other - Aged Care Steps ~ 2017 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Ben Anthony Jones | 2009 | 2009 - Diploma of Financial Services - - Kaplan ~ 2012 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - Self Managed Superannuation Funds - - Kaplan ~ 2014 - Certificate IV Finance & Mortgage Broking - - Kaplan ~ 2016 - Advanced Diploma of Financial Planning - - Mentor Education |
| Ben Oakley Neilson | 2012 | 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - KAPLAN Professional |
| Benjamin John Watts | 2010 | 2012 - Principles in Self Managed Superannuation Funds - Other - International Institute of Technology ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2022 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Benjamin Ray Williams | 1999 | 2004 - Diploma of Financial Planning - - Financial Planning Association ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2015 - Self Managed Superannuation Funds - - Kaplan ~ 2016 - Accredited Listed Product Adviser Program - - Kaplan |
| Bill Sacmaroski | 2000 | 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2010 - Margin Lending - - eAcademy ~ 2013 - Gearing Accreditation - - eAcademy |
| Bradley Adam Inwood | 2014 | 2014 - Diploma of Financial Planning - - Pinnacle Financial Services Academy Pty Ltd ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan ~ 2016 - Advanced Diploma of Financial Planning - - Pinnacle Financial Services Academy Pty Ltd ~ 2019 - Accredited Listed Product Adviser Program - Other - Kaplan ~ 2020 - Tax for Financial Advising - Other - Kaplan |
| Bradley Gavin Moulden | 1996 | 2008 - Diploma of Financial Services (Financial Planning) - - AAMC Training Group ~ 2013 - Advanced Diploma of Financial Planning - - Pinnacle Financial Services Academy Pty Ltd ~ 2013 - Margin Lending Knowledge and Skills - - Kaplan Education Pty Ltd ~ 2014 - Self Managed Superannuation Funds - - Pinnacle Financial Services Academy Pty Ltd ~ 2017 - ASX Listed Products Accreditation Course - - LPACOnline |
| Brendan James O'rourke | 1995 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan ~ 2012 - SMSF Specialist Advisor - Diploma (AQF 5) - Self Managed Super Fund Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Brendan Robert King | 2005 | 2001 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2017 - Self Managed Superannuation Funds - - Kaplan |
| Brendon Honeyford | 1999 | 1997 - Bachelor of Business (Management & Marketing) - - Monash University ~ 2002 - Diploma of Financial Planning (DFP 1 - 4) - - Financial Planning Association of Australia ~ 2015 - Self Managed Super Funds - - Kaplan Professional ~ 2016 - Diploma of Financial Planning - - International Institute of Technology |
| Brent Gibson | 2002 | 2004 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2011 - Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan ~ 2017 - Self Managed Super Funds (ANZ Workshop) - Other - Kaplan |
| Brett Cooper | 2014 | 2013 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of the Sunshine Coast (USC) ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Brett Frampton | 2004 | 1995 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria University ~ 2015 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Brock Munro | 2006 | 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2011 - Self Managed Super Funds - - Financial Essentials |
| Bryce William Mcgarrity | 2011 | 2009 - Bachelor of Business (Accounting), Financial Planning Major - - University of the Sunshine Coast ~ 2015 - Margin Lending - - Kaplan Education ~ 2015 - Self Managed Superannuation Funds - - Kaplan Education |
| Cassandra Norma Sewell | 2004 | 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Catherine Ann Chalker | 2004 | 2003 - Bachelor of Business (Business Management and Human Resource Management) - - Charles Sturt University ~ 2005 - Self Managed Superannuation Funds - - Tribeca Learning (Aust) Pty Ltd ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2013 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2014 - ASX Listed Products Accreditation Course (LPAC) - - LPAC Online |
| Christopher Francis Carlin | 2015 | 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2015 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2019 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - KAPLAN Professional ~ 2022 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Christopher Leigh Speijers | 2004 | 2008 - Bachelor of Commerce (Financial Planning) - - Curtin University of Technology ~ 2011 - Self Managed Superannuation Funds - - Kaplan ~ 2013 - Financial Planning Association of Australia - - Certified Financial Planner Certification Program ~ 2016 - Accredited Listed Product Adviser Program - - Kaplan |
| Christopher Paul Smith | 2009 | 2006 - Diploma of Financial Services (Financial Planning) - - AMP Financial Planning ~ 2016 - Self Managed Super Funds - - Integrity Education Group ~ 2017 - Advanced Diploma of Financial Planning - - AAMC Training Group ~ 2019 - Margin Lending Accreditation Program - - Western Sydney University |
| Conrad Stuart Voss | 2008 | 2000 - Bachelor of Commerce - - University of Tasmania ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Securities Institute ~ 2013 - Advanced Diploma of Financial Planning - - KAPLAN Professional ~ 2021 - Certificate IV in Property Service (Real Estate) - Other - Complete Property Training ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Courtney Leah Pearch | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - - Mentor ~ 2016 - Advanced Diploma of Financial Planning - - Mentor ~ 2016 - Margin Lending Adviser (Personal Advice) - - Mentor |
| Craig Carolan | 2007 | 1994 - Bachelor of Economics - - The University of New England ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - - ThreeSixty ~ 2014 - SMSF Specialist Advisor Program - - SPAA |
| Daniel Prokopczak | 2007 | 2004 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2009 - Graduate Diploma of Applied Finance (Major in Financial Planning) - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2014 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional |
| Danielle Martin | 2004 | 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University/FPA ~ 2015 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - Western Sydney University ~ 2020 - Accredited Aged Care Professional - Other - Aged Care Steps (ACS) Pty Ltd |
| Darren Desmond Steinhardt | 1989 | 1999 - Graduate Certificate in Applied Finance - - The University of Western Sydney ~ 2000 - Master of Applied Finance - - The University of Western Sydney ~ 2002 - Certified Financial Planner Professional Education Program - - Financial Planning Association ~ 2010 - Certificate IV in Financial Services (Finance and Mortgage Broking) - - Kaplan ~ 2010 - Margin Lending & Geared Investments - - Kaplan |
| David Adam Jeffress | 2024 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| David Hasib | 1992 | 2003 - Estate Planning & Professional Responsibilities - - Macquarie University School of Law ~ 2009 - Investment Planning 2 - - Kaplan ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2014 - Taxation Fundamentals - - Kaplan ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Integrity Education Group |
| David John Bentley | 2000 | 2003 - Diploma of Financial Planning - - Financial Planning Association ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - ASX Listed Products Accreditation Course - - LPAC Online ~ 2013 - Certificate IV Finance/Mortgage Broking - - Kaplan ~ 2013 - Self-Managed Superannuation Funds - - Kaplan |
| David John Schuster | 1996 | 2002 - Diploma of Financial Planning - - Financial Planning Assocation of Australia ~ 2015 - Self Managed Superannuation Funds - - Cavendish & University of Adelaide |
| David Mckail Montgomery | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - PS146/Mentor Education ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - PS146/Mentor Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional ~ 2024 - Accredited Aged Care Professional Program - Other - Aged Care Steps |
| David Victor Winnett | 2002 | 2003 - Diploma of Financial Planning - - Financial Planning Association ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2010 - Self Managed Superannuation Funds - - Kaplan ~ 2015 - ASX Listed Products Accreditation Course - - LPAC Online ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Dimitrios Didimiotis | 1996 | 1982 - Bachelor of Economics - - Flinders University of South Australia ~ 2003 - Graduate Diploma of Financial Planning - - Securities Institute Education |
| Eewen Yong | 2007 | 2003 - Bachelor Commerce and Administration - - Victoria University of Wellington ~ 2007 - Diploma of Financial Services (Financial Planning) - - Financial Services Training & Assessment ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy ~ 2011 - Advanced Diploma of Management - Advanced Diploma (AQF 6) - Auswide Projects |
| Erica Jane Jackson | 1999 | 2003 - Diploma of Financial Planning - - Financial Planning Association ~ 2006 - Certified Financial Planner - - Financial Planning Association ~ 2012 - Margin Lending and Geared Investments - - Kaplan ~ 2014 - Self Managed Superannuation Funds - - Kaplan ~ 2016 - Accredited Listed Product Adviser Program - - Kaplan |
| Gavin Edwin Williams | 2010 | 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2014 - Accredited Listed Product Adviser Program - - Kaplan |
| Gavin John Rogers | 1994 | 1997 - Diploma of Financial Planning - - Financial Planning Association ~ 2005 - ASX Accredited Derivatives Adviser - - Savings Factory ~ 2006 - Master of Financial Planning - - University of the Sunshine Coast ~ 2010 - Margin Lending and Geared Investments - - Kaplan |
| Geoffrey Andrew Whiddon | 2004 | 2006 - Master of Personal Financial Planning - - University of Southern Queensland ~ 2012 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy |
| Geoffrey Thomas Bird | 1992 | 1999 - Diploma of Financial Planning - - Deakin University ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2016 - Self Managed Superannuation Funds - - Kaplan ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2023 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Gimli Ivan Page | 2002 | 2005 - Graduate Diploma in Financial Planning - - University of the Sunshine Coast ~ 2009 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2010 - ASX Accredited Listed Products Adviser (ALPA) Program - - Kaplan Professional Education ~ 2010 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2012 - 928s Margin Lending - - Kaplan Professional Education |
| Gordon Lyndon West | 1998 | 1983 - Bachelor of Economics - - The University of Queensland ~ 1987 - Bachelor of Commerce - - University of Queensland ~ 2005 - Diploma of Financial Planning - - Financial Planning Association of Australia |
| Grant Walter Pratt | 2011 | 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2015 - Accredited Listed Product Adviser Program - - Kaplan Professional |
| Hamish Macdougall Ferguson | 2007 | 2000 - Bachelor of Business - - The University of Newcastle Australia ~ 2005 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2017 - Self Managed Super Funds - - KAPLAN ~ 2018 - Advanced Diploma of Financial Planning - - KAPLAN |
| Harrison Alexander Trippett | 0 | 2023 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Western Sydney University |
| Hayden John Boswell | 2005 | 2005 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Financial Services ~ 2007 - Self-Managed Super Funds - Other - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Henrik Strodl | 2015 | 2003 - Bachelor of Business - - Griffith University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2017 - Advanced Diploma of Financial Planning - - Monarch Institute ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - SMSF Regulations & Taxation - Other - Kaplan Professional |
| Jacob John Battye | 0 | 2021 - Bachelor of Commerce (Finance & Financial Planning) - Bachelor Degree (AQF 7) - Griffith University |
| James Panveliwala | 1995 | 2001 - Entry Level Competencies - - Tribeca ~ 2001 - Risk Management - - Tribeca ~ 2002 - Investment Planning 1 - - Financial Planning Association ~ 2002 - Superannuation and Retirement Planning - - Tribeca ~ 2011 - Margin Lending and Geared Investments - - Kaplan |
| Jamie Stuart Woolley | 2018 | 2013 - Bachelor of Commerce (Finance & Economics) - - Murdoch University ~ 2015 - Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Jane Ridder | 2005 | 2004 - Bachelor of Business - - Royal Melbourne Institute of Technology ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2011 - Self Managed Superannuation Funds - - Kaplan ~ 2012 - Certificate IV Finance/Mortgage Broking - - Kaplan ~ 2014 - Diploma of Finance & Mortgage Broking - - Kaplan |
| Jaskarn Atwal | 2011 | 2007 - Bachelor of International Business - - Griffith University Queensland ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2017 - Self-Managed Super Funds - - AAMC Training Group ~ 2021 - Margin Lending Specialist - Other - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jason Anthony Atkins | 2003 | 2007 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Education ~ 2010 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2022 - Accredited Listed Product Adviser - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jason Cameron Cook | 2006 | 2005 - Diploma of Financial Services (Financial Planning) - - Financial Planning Association of Australia ~ 2009 - Certificate IV Financial Services - - Finance & Related Services Training Academy |
| Jason Michael Town | 2013 | 2005 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - Central Queensland University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jaye O'hanlon Featherby | 2018 | 2018 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of the Sunshine Coast |
| Jaymee-lei Lambert | 0 | 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan professional ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2014 - Introductory and contract law LAWS11030 - Other - Central Queensland University ~ 2016 - Taxation law and practice A LAWS19033 - Other - Central Queensland University ~ 2017 - Bachelor of Financial Planning/Bachelor of Accounting - Bachelor Degree (AQF 7) - Central Queensland University |
| Jeffrey William Mitchell | 1999 | 1998 - Graduate Diploma in Applied Finance and Investment - - Securities Institute ~ 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia Ltd ~ 2009 - Certified Investment Management Analyst - - Investment Management Consultants Association |
| Joel Jarrod Briggs | 2010 | 2009 - Bachelor of Finance - Bachelor Degree (AQF 7) - University of Newcastle ~ 2010 - Diploma Financial Service (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Professional ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - GWM Adviser Services ~ 2015 - Advanced Diploma Financial Planning FNS60410 - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Certified Financial Planner (CFP) - Professional Designations - FPA |
| John Bruce Parkinson | 2015 | 2015 - Diploma of Financial Planning - - International Institute of Technology ~ 2016 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Joshua Adam Teh | 2010 | 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Justin Mark Hooper | 2018 | 2018 - Tier 1 Margin Lending Personal Advice - - Kaplan ~ 2019 - Bachelor of Finance (Finance) - Bachelor Degree (AQF 7) - La Trobe University ~ 2024 - SMSF Association Specialist Accreditation Program - SMSF Specialist Advisor - Professional Designations - SMSF Association |
| Kaustubh Singh | 0 | 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Kaylee Ailsa Garden | 2008 | 1998 - Bachelor of Commerce - - The University of Southern Queensland ~ 2007 - Graduate Diploma of Applied Finance & Investment - - Finsia ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2010 - SMSF Adviser Education Program - - Financial Essentials |
| Kelsea Danae Pipe | 2010 | 2010 - Bachelor of Commerce (Accounting and Business Law) - - Curtin University of Technology ~ 2012 - Advanced Diploma of Financial Services - - Kaplan ~ 2012 - Self Managed Superannuation Funds - - Kaplan ~ 2014 - ASX Listed Products Accreditation Course - - LPAC Online ~ 2015 - Margin Lending - - Pinnacle |
| Kenneth Colin Ramsay | 1999 | 2001 - Entry Level Competencies - - Integratec ~ 2001 - Risk Management for Financial Services Professionals - - Integratec ~ 2001 - Superannuation and Retirement - - Integratec ~ 2002 - Investment Planning 1 - - Integratec ~ 2010 - Margin Lending and Geared Investments - - Kaplan |
| Kenneth Raiss | 2006 | 1982 - Bachelor of Business (Credit) - - NSW Institute of Technology ~ 2006 - Diploma of Financial Services - - Financial Services Training & Assessment PTY LTD |
| Kerry Anne Millar | 1994 | 1998 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2008 - Master of Business Administration - Masters Degree (AQF 9) - James Cook University ~ 2008 - Master of Professional Accounting - Masters Degree (AQF 9) - James Cook University ~ 2015 - Self-Managed Superannuation Funds - Other - Mentor Education ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kerry Darton | 2017 | 1991 - Bachelor of Business - - University of Technology Sydney ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Self Managed Superannuation Funds - - Kaplan ~ 2017 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Kevin Grant Smith | 2013 | 2006 - Bachelor of Commerce (Management and Economics) - Other - University of Kwazulu Natal, South Africa ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2013 - Margin Lending - Other - Pinnacle Financial Services Academy ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2021 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Kristie Peters | 1999 | 1996 - Bachelor of Business (Banking and Finance) - - University of South Australia ~ 2001 - Diploma of Financial Planning - - Financial Planning Association |
| Lachlan Andrews Barr | 2005 | 2005 - Diploma of Financial Services (Financial Planning) - - AMP Financial Services ~ 2017 - Tier 1 Margin Lending - Personal Advice - - Kaplan |
| Leanne Louise Watts | 2018 | 2018 - Diploma of Financial Planning - - Mentor Education Pty Ltd ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2023 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional |
| Leanne Olsen | 2003 | 2003 - Diploma of Financial Services (Financial Planning) - - Commonwealth Bank ~ 2012 - Certificate of Margin Lending and Geared Investments - - Kaplan Professional ~ 2012 - Graduate Diploma of Financial Planning - - Kaplan Professional |
| Lyndal Jane Winnett | 1994 | 1997 - Bachelor of Business - - The University of Southern Queensland ~ 2001 - Diploma of Financial Planning - - Financial Planning Association ~ 2010 - Self Managed Superannuation Funds - - Kaplan ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2015 - ASX Listed Product Accreditation Course - - LPAC Online |
| Malcolm Bradley Greentree | 2005 | 2003 - Bachelor of Business (Applied Finance) - - University of Western Sydney ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Mentor Education ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2013 - Certified Financial Planner - - Financial Planning Association of Australia Limited |
| Mark Anthony Cann | 1995 | 2004 - Advanced Diploma of Financial Services (FP) - - Integratec ~ 2004 - Diploma of Financial Services (Financial Planning) - - Integratec ~ 2016 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2016 - Superconcepts & ICFS Specialist SMSF course - - The University of Adelaide ~ 2018 - Margin Lending - - Monarch Institute |
| Mark Edward Ellis | 1998 | 1982 - Bachelor of Business (Accounting) - - Footscray Institute of Technology ~ 1992 - Diploma of Financial Planning - - Financial Planning Association ~ 2011 - Securities - - Kaplan ~ 2012 - Self Managed Superannuation Funds - - Kaplan |
| Mark Rapley | 2002 | 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2012 - Diploma of Finance & Mortgage Broking Management - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Mark Rattigan | 2006 | 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Education Pty Ltd ~ 2008 - Self Managed Superannuation Funds - - Kaplan Education Pty Ltd ~ 2011 - Margin Lending and Geared Investments - - Kaplan Education Pty Ltd ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - International Institute of Technology Pty Ltd (IIT) |
| Martin Edward Harkness | 1991 | 1992 - Bachelor of Arts (Honours) Business Studies - - The Liverpool Polytechnic ~ 2005 - SMSF Specialist Advisor (SSA) Accreditation Provider - - SMSF Association ~ 2006 - Certificate IV in Finance & Mortgage Broking - - Kaplan ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2021 - Financial Planning - Masters Degree (AQF 9) - KAPLAN |
| Martin James Duncan | 1999 | 2011 - Diploma of Financial Services - - Kaplan ~ 2011 - Self Managed Superannuation Funds - - Kaplan ~ 2014 - Advanced Diploma of Financial Services - - Kaplan |
| Matthew Albert Armstrong | 2005 | 2003 - Bachelor of Commerce (Banking and Finance) - - University of Canberra ~ 2006 - Self Managed Superannuation Funds - - Tribeca ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2012 - Master of Commerce (Financial Planning) - - University of Western Sydney |
| Matthew Dale Boxer | 2006 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2011 - Diploma of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - AAMC Training Group ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2013 - 928S Margin Lending - Other - Kaplan ~ 2020 - Self Managed Superannuation Funds - Other - Kaplan |
| Matthew James Kerr | 2004 | 1992 - Bachelor of Economics - - La Trobe University ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2005 - Diploma of Financial Services (FP) - - Tribeca ~ 2012 - Certified Financial Planner - - FPA |
| Matthew James Skehan | 2000 | 2005 - Diploma of Financial Advising - - Securities Institute ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - Finsia ~ 2008 - Self Managed Superannuation Fund - - Kaplan ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Matthew Jeames Battye | 1998 | 2000 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2004 - Advanced Diploma of Financial Services - - Tribec ~ 2004 - Self Managed Superannuation Funds Adviser Course - - Tribeca ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional |
| Matthew John Tarte Healy | 1998 | 2001 - Diploma of Financial Planning - DFP 1 - 7 - - Financial Planning Association of Australia ~ 2003 - Diploma of Financial Services (Financial Planning) FNB50199 - - Commonwealth Bank ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional |
| Michael Buck | 2013 | 2000 - Bachelor of Commerce (Finance and Management) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Michael Eric Carroll | 1996 | 1993 - Bachelor of Business (Economics and Management) - - Monash University ~ 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan |
| Michael Horan | 2011 | 2005 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - University of Technology Sydney (UTS) ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy Pty Ltd ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy Pty Ltd ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michael Khouri | 2012 | 2008 - Bachelor of Business - - Queensland University of Technology ~ 2012 - Diploma of Financial Services (Financial Planning) - - International Institute of Technology ~ 2013 - Self Managed Superannuation Funds - - International Institute of Technology ~ 2022 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology |
| Michael Louis Schembri | 2005 | 2002 - Bachelor of Business (Economics and Law) - - University of Western Sydney ~ 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2012 - Self Managed Superannuation Funds - - Kaplan |
| Michael Robert Sydney Stevens | 2006 | 2002 - Bachelor of Business (Management) - - University of Queensland ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services (Financial Planning - - Kaplan Professional ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2014 - Certificate IFinance and Mortgage Broking - - Kaplan Professional |
| Mitchel Uilke DE Vries | 2024 | 2023 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of Technology Sydney ~ 2023 - SMSF Regulations and Taxation - Other - Kaplan Professional |
| Naomi Kim Nicholls | 2000 | 2003 - Diploma of Financial Services (Financial Planning) - - Commonwealth Bank ~ 2014 - Graduate Diploma of Financial Planning - - Kaplan Professional ~ 2015 - Master of Financial Planning - - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nathan Francis Welling | 2006 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Patrick Michael Dodds | 2018 | 2013 - Diploma Financial Services - - Monarch Institute ~ 2016 - Advanced Diploma of Financial Services - - Monarch Institute ~ 2017 - Self Managed Superannuation Funds - - Kaplan Professional |
| Peter Karl Hansen | 1994 | 2000 - Diploma of Financial Planning - - Financial Planning Association ~ 2010 - Margin Lending and Geared Investments - - Kaplan |
| Rebecca Kilpatrick | 0 | 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Rebecca Leanne Hurford | 2004 | 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2012 - Self Managed Super Funds - Other - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Reginald Arthur Sheridan | 1991 | 1998 - Estate Planning and Professional Response - - Financial Planning Association ~ 2001 - Risk Management and Insurance Planning - - Financial Planning Association ~ 2002 - Investment Planning - - Integratec ~ 2002 - Superannuation and Retirement Planning - - Integratec ~ 2016 - Advanced Diploma of Financial Planning - - International Institute of Technology |
| Rick James Mereszko | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Robert Harvey | 1987 | 1991 - Diploma of Financial Planning - - International Association for Financial Planning (Australia) ~ 2010 - Provide Advice in Margin Lending - - Advice Education (MLC) |
| Roland Knight | 1981 | 2000 - Associate of Australia - - Financial Planning Association ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - Advanced Diploma of Financial Services - - Kaplan ~ 2012 - Self Managed Superannuation Funds - - RG146 Training Australia ~ 2013 - Certificate IV Finance/Mortgage Broking - - Kaplan |
| Ruth Susannah Peterson | 2024 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Samuel John Young | 2012 | 2012 - Bachelor of Commerce - - Griffith University ~ 2016 - Margin Lending - - Kaplan ~ 2016 - Securities - - Kaplan ~ 2016 - Self Managed Superannuation Funds - - Kaplan |
| Sarah Ellen Scott | 2004 | 2006 - Certified Financial Planner Education Program - - Deakin University ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2014 - Certificate IV in Finance & Mortgage Broking - - Kaplan ~ 2015 - Accredited Listed Product Adviser Program - - Kaplan ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Scott Cameron Ward | 2018 | 1992 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2009 - Graduate Diploma in Applied Finance and Investments - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2016 - Accountants Self Managed Superannuation Fund Package - - Kaplan Professional ~ 2016 - Accredited Listed Product Adviser Program - - Kaplan Professional ~ 2018 - SMSF Advisor RG146 Course - - Terra Cordis |
| Scott David Malcolm | 2001 | 2001 - BA Commerce in Management Sciences - - University of Canberra ~ 2006 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2013 - Certified Financial Planner - - Financial Planning Association of Australia Limited ~ 2022 - Accredited Aged Care Professional - Certificate (AQF 1-4) - Aged Care Steps |
| Scott Donald Wyllie | 2007 | 2001 - Introduction to Financial Planning - - Financial Planning Association ~ 2001 - Retirement Planning - - Financial Planning Association ~ 2001 - Risk Management for Financial Services Professionals - - IntegraTec ~ 2002 - Investment Planning 1 - - Financial Planning Association ~ 2010 - Margin Lending and Geared Investments - - Kaplan |
| Scott Taylor | 2003 | 2010 - Diploma of Financial Services (Financial Planning) - - International Institute of Technology Pty Ltd (IIT) ~ 2012 - Principles in Self Managed Superannuation Funds - - International Institute of Technology Pty Ltd (IIT) ~ 2013 - Advanced Diploma of Financial Planning - - International Institute of Technology Pty Ltd (IIT) ~ 2017 - Principles of Margin Lending - - International Institute of Technology Pty Ltd (IIT) |
| Shane Jonathon Perry | 2010 | 2008 - Diploma of Financial Services - - Kaplan ~ 2010 - Certificate IV in Financial Services (Finance and Mortgage Broking) - - The National Finance Institute ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2011 - Self Managed Superannuation Funds - - Kaplan ~ 2016 - Advanced Diploma of Financial Planning - - Mentor Education |
| Shannon David Whittington | 2002 | 2005 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Tribeca ~ 2017 - Advanced Diploma Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Mentor Education Group |
| Sophia Mcclelland | 2008 | 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - ASX Accredited Listed Products Adviser (ALPA) Program - - Kaplan Professional Education ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2013 - Cavendish & ICFS Specialist SMSF Course - - The University of Adelaide |
| Stephen John Davis | 1981 | 1998 - Diploma of Financial Planning - - Financial Planning Association of Australia Ltd ~ 1999 - Certified Financial Planner - - Financial Planning Association of Australia Ltd |
| Stephen White | 2014 | 1996 - Masters of Applied Finance - - Macquarie University ~ 2014 - Diploma of Financial Planning - - International Institute of Technology ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan |
| Steve Keith Pillinger-burns | 2003 | 1991 - Bachelor of Business (Management) - - Queensland University of Technology ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Education Pty Ltd ~ 2005 - Diploma of Financial Services (Financial Planning) - - Kaplan Education Pty Ltd ~ 2010 - Provide Advice in Margin Lending - - Advice Education ~ 2012 - Cavendish & ICFS Specialist SMSF Course - - The University of Adelaide |
| Steven James Martin | 2017 | 2015 - Bachelor of Business - - Swinburne University of Technology ~ 2015 - Diploma of Financial Planning - - Kaplan Professional ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Stuart Knox Engel | 2011 | 1992 - Bachelor of Arts with First Class Honours in English - - The University of Western Australia ~ 2005 - Master of Business Administration - - Macquarie University ~ 2009 - Diploma of Financial Services (Financial Planning) FNS50804 - - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Planning - - Pinnacle Financial Services Academy ~ 2012 - Margin Lending - - Kaplan Professional |
| Stuart Long | 2016 | 2002 - Bachelor of Arts (Accounting and Finance) - - Leeds Metropolitan University ~ 2015 - Diploma of Financial Planning - - International Institute of Technology ~ 2017 - Certificate IV in Finance and Mortgage Broking - Other - International Institute of Technology ~ 2018 - Self-Managed Superannuation Funds - - KAPLAN Education ~ 2019 - Accredited Listed Product Adviser Program - - Kaplan |
| Susan Renay Brooker | 2007 | 2007 - Diploma of Financial Services - - Kaplan ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2011 - Certificate IV Finance & Mortgage Broking - - Kaplan ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Terence William Campbell | 2002 | 2000 - Diploma of Business (Real Estate Management) - - TAFE ~ 2006 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional (formerly Tribeca) ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Margin Lending - - Kaplan Professional |
| Thomas Adam Woodhouse | 2011 | 2009 - Bachelor of Business (FP) - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Thomas Cotter | 2012 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional |
| Thomas Graham | 2015 | 2013 - Bachelor of Commerce - - Griffith University ~ 2015 - Margin Lending and Geared Investments - - Kaplan ~ 2015 - Self Managed Superannuation Funds - - Kaplan |
| Tobias Kandenga | 2015 | 2009 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Griffith University ~ 2015 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2016 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Other - Kaplan Professional ~ 2023 - SMSF Regulation and Taxation - Other - Kaplan Professional |
| Tony Rimac | 2009 | 2005 - Bachelor of Business (Accounting) - - University of Western Sydney ~ 2009 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - Self Managed Superannuation Funds - - International Institute of Technology |
| Tony WU | 2003 | 2000 - Master of Business Administration (Executive) - - University of Queensland ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2010 - Diploma Financial Services (Financial Planning) - - Kaplan ~ 2010 - Self Managed Superannuation Funds - - Kaplan |
| Tor Inge Olav Janes | 2008 | 1999 - Bachelor of Business Double Major in Economic and Finance - - Edith Cowan University ~ 2007 - ASX Accredited Derivatives Adviser Level 2 - - Tribeca ~ 2014 - Self Managed Superannuation Funds - - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Wesley James Mcrae | 2004 | 2017 - Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Tier 1 Managed Investments - - Kaplan Professional ~ 2017 - Tier 1 Securities - Personal Advice - - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2019 - Self Managed Superannuation Funds - - Kaplan Professional |