This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Demery | 2015 | 2014 - Diploma - Financial Planning - - Kaplan ~ 2015 - 922 Derivatives - Knowledge and Skills - - Kaplan ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan ~ 2018 - Bachelor of Commerce - - The University of Newcastle |
| Andrew James Masson | 2002 | 1992 - Bachelor of Chemical Engineering - - Newcastle University ~ 2000 - Certificate in Business Management - - AIM |
| Jared Nicholas Olive | 2001 | 2002 - Certificate IV in Financial Planning - - Integratec (Australia) Pty Ltd ~ 2004 - Diploma of Financial Planning - - Financial Planning Association of Australia |