This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
from 1 July 2022, securities in a CCIV; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
from 1 July 2022, securities in a CCIV; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Briannah Starkey | 0 | 2021 - 7269AFE - Professional Designations - Griffith University ~ 2021 - Bachelor of commerce - Bachelor Degree (AQF 7) - Griffith University |
| Jonathon Perna | 2021 | 2020 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology |
| Matthew Katunar | 0 | 2020 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Queensland University of Technology (QUT) |
| Timothy Allan Benson | 2014 | 2014 - Diploma of Financial Planning - - Mentor ~ 2018 - Provide Advice in Margin Lending - - Monarch Institute ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2019 - Self Managed Superannuation Fund Adviser (Personal Advice) - Certificate (AQF 1-4) - Mentor Education |
| Trevor Benson | 1990 | 2005 - Advanced Diploma of Financial Services - - Tribeca ~ 2014 - Certificiate IV Finance/Mortgage Broking - - Kaplan |
| Troy Keith Uhlmann | 2004 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional Education ~ 2012 - Advanced Diploma of Financial Services (Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education |
| Will Henry Mceniery-wallace | 2021 | 2018 - Business & Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2022 - Margin Lending - Other - Mentor |