This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew John Perkins | 2018 | Bachelor of Business - Logistics & Operations Management - University of Southern Queensland ~ Graduate Certificate in Management - University of Southern Queensland ~ Graduate Diploma in Financial Planning - Securities Institute ~ Margin Lending and Geared Investments - Kaplan ~ Master of Professional Accounting - University of Southern Queensland |
| Andrew Kevin William Saikal-skea | 2015 | Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Graduate Certificate in Finance and Actuarial Studies - Australian National University ~ Master of Applied Finance (Financial Planning) - Charles Sturt University ~ Master of Arts (Social Sciences) with Honours - University of Glasgow |
| Antony Lorenzo Cafarella | 1999 | Diploma of Financial Planning - Financial Planning Association ~ FChFP - AFA |
| Craig Meathrel | 2005 | Graduate Diploma in Financial Planning - FINSIA |
| Daniel Brammall | 1995 | Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Deakin University |
| Johnathan Chin Kane Hicks | 2017 | Bachelor Of Science - University of Kent ~ Diploma of Financial Planning - Mentor Education |
| Jonathan Melloy | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Economics) - Queensland University of Technology ~ CFP Certification Program - Financial Planning Assn of Australia ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Michael John Radalj | 2002 | Bachelor of Business Studies (B Bus) - UTS ~ Certified Financial Planner (CFP) Program - Financial Planning Association of Australia ~ Chartered Accountants Program (CA) - Chartered Accountants Australia & New Zealand ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - The Securities Institute of Australia |
| Naomi Horobin | 2001 | Advanced Diploma of Financial Planning - Tribeca ~ CFP - FPA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending & Gearing Investments - Kaplan ~ Self Managed Super Funds - Kaplan |
| Nicola Catherine Hill | 2003 | Bachelor of Business (Accounting) - Monash University ~ Certified Financial Planner - FPA ~ Chartered Accountant - The Institute of Chartered Accountants in Australia ~ Master of Taxation - University of Melbourne |
| Paul Thomas Finlay | 1988 | Diploma of Financial Services (Financial Planning) - PS146 Training Australia & Mentor Education Pty Ltd ~ Margin Lending - Kaplan ~ Securities - PS146 Training Australia ~ Self Managed Superannuation Funds - Kaplan Professional |
| Philip Allen Harvey | 2018 | Master of Applied Finance (Financial Planning) - Charles Sturt University |
| Susannah Sonja Kulincevic | 2014 | Diploma of Financial Planning - RG146 |
| Zac Kessner | 2023 | Bachelor of Business (Financial Planning) - University of South Australia |