This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew James Mackenzie | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2013 - CFP - Certified Financial Planner - - Financial Planning Association of Australia |
| Anne Marie Graham | 1999 | 1998 - Certified Practising Accountant - Professional Designations - CPA Australia ~ 2001 - Certified Financial Planner - Professional Designations - FAAA ~ 2002 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2005 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2014 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional Education ~ 2019 - Financial Adviser Exam - Other - FASEA ~ 2025 - Ethics and Professionalism in Financial Advice - FPC002B - Bridging Course - Ethics - Kaplan Professional |
| Cameron Alan Stevens | 1995 | 2003 - Certified Financial Planner - - Financial Planning Association/ Deakin University ~ 2011 - SMSF Specialist Adviser - - SPAA ~ 2013 - Cert IV Finance & Mortgage Broking - - National Finance Institute ~ 2019 - ETHICS AND PROFESSIONALISM IN FINANCIAL ADVICE - Bridging Course - Ethics - KAPLAN PROFESSIONAL ~ 2020 - FASEA EXAM - Other - KAPLAN PROFESSIONAL |
| David Alexander Bennett | 2017 | 2012 - Bachelor of Commerce - Finance and Financial Planning - M300 - Bachelor Degree (AQF 7) - Deakin University Australia ~ 2019 - Financial Adviser Exam - Other - FASEA ~ 2021 - Tax and Commercial Law for Financial Planning - FPC006 - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2025 - Ethics and Professionalism in Financial Advice - FPC002B - Bridging Course - Ethics - Kaplan Professional |
| Isabella Kate Reeves-smyth | 0 | 2023 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University |
| Jeromy Michael Gratian | 2013 | 2007 - Bachelor of Applied Science - - Deakin University ~ 2015 - Diploma of Financial Planning - - Investment Banking Institute ~ 2015 - Self Managed Superannuation Funds accreditaion - - Kaplan Professional |
| Kevin LY | 2015 | 2011 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Monash University ~ 2014 - Diploma of Financial Planning - - Kaplan Professional ~ 2016 - Advice in Margin Lending - - Kaplan ~ 2016 - Self Managed Superannuation Funds - - Kaplan ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2020 - Financial Adviser Exam - Other - FASEA ~ 2020 - M569 Graduate Certificate of Financial Planning - Graduate Certificate (AQF 8) - Deakin University ~ 2020 - MAA769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Paul Joseph Kearney | 1998 | 1986 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 1996 - CPA Program - - CPA Australia ~ 1998 - Introductory Financial Planning - - PACT ~ 2002 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia Ltd ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2021 - Financial Adviser Exam - Other - FASEA |
| Zoran Milenkovski | 2003 | 1998 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria University ~ 2005 - Master of Business - - Victoria University ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribecca ~ 2007 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Financial Adviser Exam - Other - FASEA ~ 2025 - SMSF Specialist Advisor Program - Other - SMSF Association |