This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Antonio Albuquerque | 2013 | 2005 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Australian Catholic University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2013 - SMSF Administration - Other - Kaplan ~ 2014 - RG146 Tier1 Specialist Margin Lending - Other - International Institute of Technology ~ 2018 - Compliance in Financial Planning - Bridging Course - Regulation & Legal Obligations - International Institute of Technology ~ 2018 - Planning Ethics and Taxation - Bridging Course - Ethics - International Institute of Technology |
| Pallavi Mahajan | 2008 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Delhi ~ 2009 - Diploma of Finacial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2014 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2015 - Certification Program (CFP) - Certificate (AQF 1-4) - Financial Planning Association of Australia ~ 2025 - SMSF Specialist Course Assessment - Certificate (AQF 1-4) - Super Concepts |