This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Milligan | 0 | 2007 - Bachelor of Arts in International Studies - Bachelor Degree (AQF 7) - University of Canberra ~ 2007 - Bachelor of Commerce (Financial Planning major) - Bachelor Degree (AQF 7) - University of Canberra ~ 2012 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Ltd |
| Kelly Marree Mitchell | 2011 | 2007 - Diploma of Financial Services (Superannuation) - - Association of Superannuation Funds of Australia Ltd (ASFA) ~ 2008 - Certificate IV in Financial Services (Superannuation) - - Association of Superannuation Funds of Australia Ltd (ASFA) ~ 2008 - Diploma of Financial Services (Financial Planning) - - Association of Superannuation Funds of Australia Ltd (ASFA) ~ 2009 - LAW110 Business Law - Other - Charles Sturt University ~ 2009 - LAW301 Taxation Law (Principles) - Other - Charles Sturt University ~ 2011 - Bachelor of Business (Finance) - - Charles Sturt University (CSU) ~ 2015 - Master of Applied Finance - - Charles Sturt University (CSU) |
| Patrick Nicholas Mccarron | 2008 | 1998 - Bachelor of Behavioural Science - - La Trobe University ~ 2001 - Graduate Certificate of Business in Management - - Swinburne University of Technology ~ 2002 - Certificate III in Business (Accounting) - - Swinburne University of Technology ~ 2010 - Advanced Diploma Financial Services - - International Institute of Technology ~ 2013 - Accredited Listed Product Adviser accreditation - - Kaplan |