This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander Ilievski | 2005 | 2000 - Bachelor of Economics (Economics and Finance) - Bachelor Degree (AQF 7) - The University of New South Wales ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2005 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia Limited ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - KAPLAN Professional |
| Chris Charalambous | 2014 | 2011 - Bachelor of Economics (Economics and Finance) - Bachelor Degree (AQF 7) - The University of New South Wales ~ 2014 - Dimploma of Financial Planning - Diploma (AQF 5) - Integrity Education ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Integrity Education ~ 2017 - Commercial Law - Other - KAPLAN Professional ~ 2018 - Tax for Financial Advising - Other - KAPLAN Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - KAPLAN Professional |
| Joseph Mattar | 2013 | 2009 - Bachelor of Commerce / Bachelor of Laws - Bachelor Degree (AQF 7) - Deakin University Australia ~ 2012 - Graduate Diploma of Legal Practice - Graduate Diploma (AQF 8) - The College of Law Limited ~ 2013 - Dimploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2023 - Client Engagement Skills - Other - KAPLAN Professional ~ 2023 - Economic and Legal Context for Financial Planning - Other - KAPLAN Professional ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - KAPLAN Professional ~ 2023 - Superannuation and Retirement Advice - Other - KAPLAN Professional |