This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Julie Susan Hautot | 2014 | 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2013 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2014 - Graduate Certificate in Taxation - - Curtin University of Technology ~ 2016 - Master of Taxation - Masters Degree (AQF 9) - Curtin University ~ 2018 - CFP Certification Program - - Financial Planning Association of Australia |
| Paul David Gilbey | 2005 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2008 - Certified Financial Planner Program - - Financial Planning Association of Australia (FPA) ~ 2011 - Master of Finance - - Curtin University of Technology ~ 2012 - Professional Certificate in Self Managed Superannuation Funds - - University of Adelaide ~ 2014 - Master of Taxation - - Curtin University of Technology |