This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice only, for the following classes of financial products:
interests in managed investment schemes limited to:
own managed investment scheme only;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
interests in managed investment schemes limited to:
own managed investment scheme only; and
securities; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
general insurance products;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
Ntt Mahogany Project" scheme (ARSN: 103 557 517),
a scheme that is promoted to raise funds solely to finance primary production ventures as an active commercial enterprise limited to:
forestry;
Ntt Mahogany Project 2006-2008" scheme (ARSN: 118 011 457),
a scheme that is promoted to raise funds solely to finance primary production ventures as an active commercial enterprise limited to:
forestry;
Ntt Land Trust" scheme (ARSN: 602 458 720),
a scheme which only holds the following types of property:
direct real property;
Prequin Securities Monthly Income Fund" scheme (ARSN: 608 870 524),
a scheme which only holds the following types of property:
mortgages;
Prequin Securities Select Mortgage Fund" scheme (ARSN: 608 870 748),
a scheme which only holds the following types of property:
mortgages;
High Yield Property Finance Trust No.1" scheme (ARSN: 608 870 686),
a scheme which only holds the following types of property:
mortgages;
The Einstein Buypower Residential Investment Trust" scheme (ARSN: 621 450 397),
a scheme which only holds the following types of property:
direct real property;
Tfs Sandalwood Project 2002" scheme (ARSN: 099 022 170),
a scheme that is promoted to raise funds solely to finance primary production ventures as an active commercial enterprise limited to:
forestry;
Rny Property Trust" scheme (ARSN: 115 585 709),
a scheme which only holds the following types of property:
financial assets;
Solar Cloud Scheme" scheme (ARSN: 612 098 110),
a scheme that is promoted to raise funds solely to finance primary production ventures as an active commercial enterprise limited to:
Primary Production - other Specialised Scheme;
Ramada Batemans Bay Resort Apartments Scheme" scheme (ARSN: 612 975 783),
a scheme which only holds the following types of property:
direct real property limited to:
serviced strata schemes;
Tfs Sandalwood Project 2004" scheme (ARSN: 108 261 856),
a scheme that is promoted to raise funds solely to finance primary production ventures as an active commercial enterprise limited to:
forestry;
Tfs Sandalwood Project 2005" scheme (ARSN: 113 492 890),
a scheme that is promoted to raise funds solely to finance primary production ventures as an active commercial enterprise limited to:
forestry;
Tfs Sandalwood Project 2003" scheme (ARSN: 104 124 414),
a scheme that is promoted to raise funds solely to finance primary production ventures as an active commercial enterprise limited to:
forestry;
Tfs Premium Sandalwood Project 2004" scheme (ARSN: 108 714 736),
a scheme that is promoted to raise funds solely to finance primary production ventures as an active commercial enterprise limited to:
forestry;
Premium Real Estate Investment Platform" scheme (ARSN: 644 599 039),
a scheme which only holds the following types of property:
direct real property; and
mortgages; and
Link Mortgage Fund" scheme (ARSN: 608 870 462),
a scheme which only holds the following types of property:
mortgages; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
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