This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brian Joseph Corboy | 1986 | 1997 - Bachelor of Commerce - - Deakin University ~ 1998 - Fellow of Australian & New Zealand Insurance Institute - - Australian & New Zealand Insurance Institute ~ 2001 - Certified Financial Planner - - Financial Planning Association ~ 2001 - Diploma of Financial Planning - - Deakin University ~ 2021 - FASEA Exam - Other - FASEA |
| Lisa Marie Knight | 2000 | 1997 - Bachelor of Business - - University of Tasmania ~ 2003 - Diploma of Financial Planning - - Deakin University ~ 2005 - Certified Financial Planner - - Financial Planning Association ~ 2021 - FASEA Exam - Other - FASEA |