This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services restricted to the provision of advice as to the suitability of managed investment schemes - MDA services operated by AFS licensees other than Hunter Green Pty Limited;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
provide class of financial product advice for the following classes of financial products:
general insurance products; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
arranging for another person to apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial product:
interests in managed investment schemes limited to:
MDA services;
underwriting:
interests in managed investment schemes; and
an issue of securities;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony William Keith Wedlock | 1985 | Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Courtney Crawford | 2015 | Bachelor of Economics - University of Queensland ~ Graduate Diploma in Financial Planning - Central Queensland University (CQU) |
| Daniel Gerard Joseph Rush | 1990 | Bachelor of Business - University of Southern Queensland ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Graham Ronald Steadman | 2005 | Advanced Diploma of Financial Services (Financial Planning) - AMP Limited ~ Diploma of Financial Markets - Securities Institute ~ Diploma of Financial Services (Financial Planning) - AMP Limited ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| John Desmond Andrews | 1996 | Bachelor of Commerce - University of Southern Queensland ~ Diploma of Financial Planning - Deakin University |
| Kieran Doyle Ramsey | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business Management - University of Queensland ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Lindsay Wilson | 1994 | Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Diploma of Life Insurance - AUSTRALIAN AND NEW ZEALAND INSTITUTE OF INSURANCE AND FINANCE ~ Graduate Certificate in Commerce (Financial Planning) - University of Western Sydney |
| Mark Steven Boundy | 2008 | Bachelor of Commerce - University of Queensland ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional (formerly FINSIA) ~ Margin Lending - Kaplan Professional |
| Matthew Baker | 2015 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Cavendish & ICFS Specialist SMSF Course - Adelaide University ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Michael David Patman | 2004 | Diploma of Financial Services (Financial Planning) - AMP Financial Planning ~ Diploma of Financial Services - Deakin University ~ Margin Lending & Geared Investments - Kaplan Professional |
| Michael John Wedlock | 2018 | Bachelor of Economics - University of Queensland ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Neal Robert Boundy | 2000 | Graduate Diploma of Financial Planning - FINSIA Education (Kaplan Professional) ~ Tier1: (928) Margin Lending - Kaplan Professional |
| Noel Alexander Donovan | 2004 | ASX Listed Products Accreditation Course - FPA ~ Diploma Of Financial Planning - Kaplan Professional Education |
| Patrick Christopher O'connor | 2010 | ASX Accredited Listed Products Adviser - Kaplan Professional Education ~ Bachelor of Business - University of Southern Queensland ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Services ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Applied Finance and Investment - Kaplan Professional Education |
| Patrick Seamus Quigley | 2004 | Bachelo of Arts - Oxfors Brookes University ~ Diploma of Financial Services (Financial Planning) - Tribeca |
| Peter William Uhlmann | 2003 | Bachelor of Commerce - University of Queensland ~ Certificate in Financial Markets - Securities Institute of Australia ~ Ethic and Professionalism in Financial Advice - Kaplan ~ Master of Commerce - University of Southern Queensland |
| Rodney Anthony Rossi | 2000 | Bachelor of Commerce - James Cook University ~ Diploma of Financial Planning - Financial Planning Assocation of Australia ~ Diploma of Financial Planning - International Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending & Geared Investments - Kaplan Professional |
| Russell Edgar Mann | 2002 | Bachelor of Business (Accountancy) - Queensland University of Technology ~ Diploma of Financial Services - Securities Institute of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Master of Applied Finance - Macquarie University |
| Russell Harris | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Sebastian Michael Mazza | 2012 | Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Business (Accounting) - QUT ~ Diploma of Financial Planning - Kaplan ~ Ethic and Professionalism in Financial Advice - Kaplan ~ SMSF Specialist Accreditation - Terra Cordis/NowInfinity |
| Stuart Woodbridge | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Science - Oxford Brookes University ~ Diploma of Financial Planning - Kaplan Professional ~ SMSFFNS - Principles of Self Managed Superannuation Funds - International Institute of Technology |