This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services restricted to the provision of advice as to the suitability of managed investment schemes - MDA services operated by AFS licensees other than Hunter Green Pty Limited;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
provide class of financial product advice for the following classes of financial products:
general insurance products; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
arranging for another person to apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial product:
interests in managed investment schemes limited to:
MDA services;
underwriting:
interests in managed investment schemes; and
an issue of securities;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony William Keith Wedlock | 1985 | 2001 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Courtney Crawford | 2015 | 2007 - Bachelor of Economics - - University of Queensland ~ 2013 - Graduate Diploma in Financial Planning - - Central Queensland University (CQU) |
| Graham Ronald Steadman | 2005 | 2001 - Diploma of Financial Markets - - Securities Institute ~ 2005 - Diploma of Financial Services (Financial Planning) - - AMP Limited ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - - AMP Limited ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| John Desmond Andrews | 1996 | 2000 - Bachelor of Commerce - - University of Southern Queensland ~ 2001 - Diploma of Financial Planning - - Deakin University |
| Mark Steven Boundy | 2008 | 1995 - Bachelor of Commerce - - University of Queensland ~ 2005 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional (formerly FINSIA) ~ 2014 - Margin Lending - - Kaplan Professional |
| Matthew Baker | 2015 | 2011 - Cavendish & ICFS Specialist SMSF Course - - Adelaide University ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2017 - Certified Financial Planner - - Financial Planning Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Michael David Patman | 2004 | 2006 - Diploma of Financial Services (Financial Planning) - - AMP Financial Planning ~ 2006 - Diploma of Financial Services - - Deakin University ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional |
| Michael John Wedlock | 2018 | 2009 - Bachelor of Economics - - University of Queensland ~ 2015 - Diploma of Financial Planning - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Neal Robert Boundy | 2000 | 2008 - Graduate Diploma of Financial Planning - - FINSIA Education (Kaplan Professional) ~ 2014 - Tier1: (928) Margin Lending - - Kaplan Professional |
| Noel Alexander Donovan | 2004 | 2005 - ASX Listed Products Accreditation Course - - FPA ~ 2018 - Diploma Of Financial Planning - - Kaplan Professional Education |
| Patrick Christopher O'connor | 2010 | 1992 - Bachelor of Business - - University of Southern Queensland ~ 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Services ~ 2011 - ASX Accredited Listed Products Adviser - - Kaplan Professional Education ~ 2014 - Graduate Diploma of Applied Finance and Investment - - Kaplan Professional Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Patrick Seamus Quigley | 2004 | 1996 - Bachelo of Arts - - Oxfors Brookes University ~ 2004 - Diploma of Financial Services (Financial Planning) - - Tribeca |
| Peter William Uhlmann | 2003 | 1981 - Bachelor of Commerce - - University of Queensland ~ 1995 - Certificate in Financial Markets - - Securities Institute of Australia ~ 1998 - Master of Commerce - - University of Southern Queensland ~ 2020 - Ethic and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Robert Mahony | 2013 | 2010 - Bachelor of Commerce (Accounting and Marketing) - Bachelor Degree (AQF 7) - Deakin University ~ 2013 - Master of Insurance and Risk Management - Masters Degree (AQF 9) - Deakin University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Rodney Anthony Rossi | 2000 | 1995 - Bachelor of Commerce - - James Cook University ~ 2003 - Diploma of Financial Planning - - Financial Planning Assocation of Australia ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2018 - Diploma of Financial Planning - - International Institute of Technology ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Russell Edgar Mann | 2002 | 1982 - Bachelor of Business (Accountancy) - - Queensland University of Technology ~ 1988 - Diploma of Financial Services - - Securities Institute of Australia ~ 1993 - Master of Applied Finance - - Macquarie University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Russell Harris | 2006 | 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca Learning ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Sebastian Michael Mazza | 2012 | 1998 - Bachelor of Business (Accounting) - - QUT ~ 2012 - Diploma of Financial Planning - - Kaplan ~ 2015 - SMSF Specialist Accreditation - - Terra Cordis/NowInfinity ~ 2016 - Accredited Aged Care Professional - - Aged Care Steps ~ 2020 - Ethic and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Stuart Woodbridge | 2017 | 2008 - Bachelor of Science - Bachelor Degree (AQF 7) - Oxford Brookes University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - SMSFFNS - Principles of Self Managed Superannuation Funds - Certificate (AQF 1-4) - International Institute of Technology |
| Yulia Freilekhman | 2018 | 2015 - Bachelor of Commerce (Economics and Financial Planning) - - Griffith University |