This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Ian Bruce Cameron | 2006 | 1988 - BApp Sc - - University Of Technology ~ 2006 - Diploma of Financial Services - - Tribeca ~ 2013 - ASX Listed Products Adviser - - Kaplan |
| Michael John Gore | 2004 | 2005 - Diploma Of Financial Planning - - Kaplan ~ 2009 - ASX Approved Listed Product Adviser - - Kaplan ~ 2013 - Certficate IV In Finance & Mortgage Broking - - Kaplan |
| Paul Edward Hudson | 1997 | 1991 - BApp Sc - - Canberra University ~ 1997 - Financial Planning Principles and Practise - - Securities Institute ~ 2002 - Adv Dip Fin Planning - - Deakin University ~ 2009 - ASX Listed Products Adviser - - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |