Horizon Investment Solutions Pty ltd

AFS License Number
527462
Name
Horizon Investment Solutions Pty ltd
ABN/ACN/ARBN
640556912
Licensee issued
June 9, 2021
Address
Bunbury, 6230, WA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Christa Pawlowski 2016 2018 - Advanced Diploma of Financial Planning - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Other - Kaplan ~ 2020 - Client Engagement Skills - Other - Kaplan ~ 2020 - Economic and Legal Context for Financial Planning - Other - Kaplan ~ 2020 - Exam Standard Certification - Other - FASEA
 David Offer 1998 1997 - Bachelor of Commerce Accounting - - Curtin University of Technology ~ 1999 - Graduate Diploma in Applied Finance & Investment - - Securities Institute ~ 2003 - Graduate Diploma of Financial Planning - - Securities Institute ~ 2019 - Ethics & Professionalism in Financial Advice - Other - Kaplan ~ 2020 - Exam Standard Certification - Other - FASEA
 Graham Harold Oates 2000 1997 - Bachelor of Commerce Accounting - - Curtin University of Technology ~ 2019 - Ethics and Professionalism in Financial Advice - Other - Kaplan ~ 2020 - Exam Standard Certification - Other - FASEA
 Ricki Lee Brown 2023 2021 - Elementary Australian Taxation Law - Other - Curtin University ~ 2023 - Bachelor of Commerce (Finance and Financial Planning) with distinction - Bachelor Degree (AQF 7) - Curtin University ~ 2023 - Financial Advisor Exam - Other - ASIC