This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christa Pawlowski | 2016 | Advanced Diploma of Financial Planning - Kaplan ~ Client Engagement Skills - Kaplan ~ Economic and Legal Context for Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Exam Standard Certification - FASEA |
| David Offer | 1998 | Bachelor of Commerce Accounting - Curtin University of Technology ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Exam Standard Certification - FASEA ~ Graduate Diploma in Applied Finance & Investment - Securities Institute ~ Graduate Diploma of Financial Planning - Securities Institute |
| Graham Harold Oates | 2000 | Bachelor of Commerce Accounting - Curtin University of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Exam Standard Certification - FASEA |
| Ricki Lee Brown | 2023 | Bachelor of Commerce (Finance and Financial Planning) with distinction - Curtin University ~ Elementary Australian Taxation Law - Curtin University ~ Financial Advisor Exam - ASIC |