Hnw Planning Pty ltd

AFS License Number
225216
Name
Hnw Planning Pty ltd
ABN/ACN/ARBN
42083745055
Licensee issued
Jan. 20, 2003
Address
Erina, 2250, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Apostolos Paul Zobonos 2002 2009 - Advanced Diploma of Financial Planning - - Kaplan ~ 2009 - CFP - - FPA ~ 2009 - SMSF - - Kaplan ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - Certificate IV in Finance & Mortgage Broking - - Kaplan
 Benjamin James O'neill 2008 2006 - Bachelor of Business (Economics & Finance) - - RMIT University
 Brendan Joseph O'brien 2021 1992 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia Limited ~ 2002 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional Education
 Christopher Nadir Betalli 2015 2009 - Diploma of Financial Services - - Kaplan Professional
 Colette Pieniazek 2017 2016 - Diploma of Financial Planning - - AAMC Training Group ~ 2017 - Self Managed Superannuation Funds - Other - Mentor Education ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 David Robert Sayer 2008 2005 - Bachelor of Business - - Newcastle University ~ 2005 - Bachelor of Economics - - University of Newcastle ~ 2010 - Advanced Diploma Financial Services FP - - Kaplan ~ 2012 - SMSF Certificate - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Deborah Kay Roscoe 2012 1994 - Associate Diploma of Business (Accounting) - - TAFE ~ 1998 - Bachelor of Business - - University of Technology Sydney ~ 2008 - Diploma of Financial Planning - - Finsia
 Dylan Arie Greenway 2003 2003 - Diploma of Financial Services (Financial Planning) - - Integratec (Aust) Pty Limited ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Jason William Smith 2018 2004 - Bachelor of Commerce - - James Cook University ~ 2012 - Diploma of Finance and Mortgage Broking Management - - AAMC Training Group ~ 2017 - Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Advanced Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Margin Lending - Other - Kaplan Professional
 Kerry Liberona 2017 2002 - Bachelor of Business (Finance) - - University of Technology Sydney ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - - Financial Planning Association of Australia ~ 2016 - Self Managed Superannuation Fund Advisor (Personal Advice) - - Mentor Education ~ 2017 - Direct, International equities and Listed Income Securities - Other - Westpac ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University
 Leonard William Charles Mccarthy 2004 1992 - Certificate in Financial Markets - - Securities Institute ~ 2004 - Diploma Financial Services - - Integratech
 Lochlan Stuhne-scott 2018 2018 - Diploma of Financial Planning - - International Institute of Technology
 Michael David Marodi 2018 2017 - Bachelor of Business (Management) - - James Cook University ~ 2018 - DFP: Securities and Managed Investments - - Kaplan Professional ~ 2018 - Diploma of Financial Planning - - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Robert John Cumming 1998 1989 - Bachelor of Agricultural Economics (Hons) - - The University of New England ~ 2000 - Diploma in Financial Planning - - Deakin University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Russell Wadey 1994 1993 - Bachelor of Business - - University of Technology Sydney ~ 1993 - Investment and Personal Financial Planning - - Investment Training College ~ 2000 - Diploma of Financial Planning - - Financial Planning Association ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional Education
 Simon Harding 2013 1997 - G60 Pensions - Other - Chartered Insurance Institute (CII) - UK ~ 2011 - Diploma in Financial Planning - Diploma (AQF 5) - Chartered Insurance Institute (CII) - UK ~ 2014 - Advanced Diploma of Financial Planning (FNS60410) - - Pinnacle Financial Services Academy ~ 2015 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2018 - ASX Accredited Listed Product Adviser - Other - Kaplan Professional Education
 Simon Victor-gordon 2013 2013 - Diploma of Financial Planning - - Integrity Education Group ~ 2013 - Diploma of Life Insurance - - Integrity Education Group ~ 2014 - Advanced Diploma of Financial Planning (Practice Management) - - Integrity Education Group
 Tanya Scarfe 2021 2019 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology