This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Darren Randall Matthew | 2004 | 1993 - Bachelor of Applied Science (Medical Laboratory Science) - - Charles Sturt University ~ 2004 - Diploma of Financial Planning - - Deakin University ~ 2014 - Self Managed Superannuation Funds - - Mentor Education ~ 2018 - Master of Financial Planning - - Griffith University ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| George Francis Lapere Wright | 1989 | 2002 - Bachelor of Commerce - - University of South Australia ~ 2005 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2015 - Self Managed Superannuation Funds - - Mentor Education ~ 2018 - Master of Financial Planning - - Griffith University ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Hannah Kate Waller | 2015 | 2012 - Diploma of Financial Planning (Financial Services) - - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Bachelor of Commerce (Business Law) - - Curtin University ~ 2018 - Life Risk Specialist Program - - Financial Planning Association of Australia ~ 2019 - CFP Certification Program - Professional Designations - Financial Planning Institute of Australia |