Hks Group Licensee Pty ltd

AFS License Number
516082
Name
Hks Group Licensee Pty ltd
ABN/ACN/ARBN
67633232514
Licensee issued
June 26, 2019
Address
Coorparoo, 4151, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Andre Woud 2018 2014 - Bachelor of Commerce (Financial Planning) - - Sunshine Coast University ~ 2017 - Margin Lending - - Kaplan Professional Education ~ 2017 - Self Managed Super Fund - - Kaplan Professional Education
 Christopher Holme 2011 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2013 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2014 - Self Managed Superannuation Funds - - Mentor Education ~ 2018 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 James Patrick Gordon 2018 2018 - Diploma of Financial Planning - - Kaplan ~ 2019 - Bachelor of Business (Finance) - - Queensland University of Technology ~ 2020 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of New England
 John Anthony Spooner 2005 1993 - Bachelor of Business (Accountancy) - - Queensland University of Technology ~ 1998 - CPA Program - - CPA Australia ~ 2008 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2014 - Accredited Listed Product Adviser Program - - Kaplan Professional Education
 Kurt Jade Grainger 2007 2005 - Bachelor of Commerce (Financial Planning) - - Griffith University ~ 2009 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2014 - ASX Accredited Listed Product Adviser - - Kaplan Professional Education
 Nicholas James Doran 2018 2015 - Bachelor of Business (International Business)/Bachelor of Commerce (Financial Planning) - - University of Sunshine Coast
 Olivia Cate Odgaard 0 2019 - Bachelor of Business - Finance - Bachelor Honours Degree (AQF 8) - QUT ~ 2021 - Financial Planning - Graduate Diploma (AQF 8) - QUT