This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andre Woud | 2018 | 2014 - Bachelor of Commerce (Financial Planning) - - Sunshine Coast University ~ 2017 - Margin Lending - - Kaplan Professional Education ~ 2017 - Self Managed Super Fund - - Kaplan Professional Education |
| James Patrick Gordon | 2018 | 2018 - Diploma of Financial Planning - - Kaplan ~ 2019 - Bachelor of Business (Finance) - - Queensland University of Technology ~ 2020 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of New England |
| John Anthony Spooner | 2005 | 1993 - Bachelor of Business (Accountancy) - - Queensland University of Technology ~ 1998 - CPA Program - - CPA Australia ~ 2008 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2014 - Accredited Listed Product Adviser Program - - Kaplan Professional Education |
| Kurt Jade Grainger | 2007 | 2005 - Bachelor of Commerce (Financial Planning) - - Griffith University ~ 2009 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2014 - ASX Accredited Listed Product Adviser - - Kaplan Professional Education |
| Nicholas James Doran | 2018 | 2015 - Bachelor of Business (International Business)/Bachelor of Commerce (Financial Planning) - - University of Sunshine Coast |
| Olivia Cate Odgaard | 2024 | 2019 - Bachelor of Business - Finance - Bachelor Honours Degree (AQF 8) - QUT ~ 2021 - Financial Planning - Graduate Diploma (AQF 8) - QUT |