This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Robert Height | 2008 | Bachelor of Business - Swinburne University ~ Bachelor of Business in Marketing - Swinburne University of Technology ~ Certified Financial Planner - FPA ~ Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA |
| Anthony Siragusa | 1986 | Cerificate of Business Studies - Phillips Institute ~ Certificate of Qulaification - Independent Centre of Investment and Financial Planning ~ Diploma of Financial Planning - FPA |
| Louisa Munro | 2010 | Bachelor of Commerce - La Trobe University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Michael James Garnaut | 2018 | Bachelor of Commerce - Macquarie University ~ Diploma of Financial Planning - Kaplan Professional |
| Olivia Grant | 2015 | Acrredited Aged Care Professional - Aged Care Steps ~ Bachelor of Business - Monash University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan |