This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
interests in managed investment schemes excluding investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
interests in managed investment schemes excluding investor directed portfolio services;
securities; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Annie Mcneil Dawson | 2015 | 1997 - Bachelor of Commerce - - University of Queensland ~ 2015 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2016 - CFP Certification Program - Other - Financial Planning Association of Australia ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Leigh Jean Mansell | 2004 | 1990 - Bachelor of Science - - Macquarie University ~ 1993 - Diploma of Superannuation Management - - ASFA ~ 1995 - Graduate Diploma in Accounting - - Macquarie University ~ 1997 - Chartered Accountant - - Institute of Chartered Accountants ~ 2000 - Graduate Diploma of Financial Planning (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Lyn Theresa Formica | 2016 | 1992 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 1994 - Chartered Accountant Program - Professional Designations - Chartered Accountants Australia and New Zealand ~ 2010 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association ~ 2016 - Accountants SMSF Package - - Kaplan ~ 2025 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |