Harts Financial Group Pty ltd

AFS License Number
324390
Name
Harts Financial Group Pty ltd
ABN/ACN/ARBN
80128903962
Licensee issued
Aug. 14, 2008
Address
Wembley, 6014, WA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Anthony Stojan 2001 1999 - Bachelor of Commerce - - Murdoch University ~ 2002 - Graduate Diploma in Financial Planning - - Securities Institute of Australia ~ 2015 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional
 Nigel William Hart 2002 1990 - Bachelor of Commerce - - The University of Western Australia ~ 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2011 - Diploma of Financial Services (Finance/Mortgage Broking Management) - - Kaplan Professional ~ 2011 - Margin Lending and Gearing Investments - - Kaplan Professional ~ 2014 - Certified Financial Planner - - Financial Planning Association of Australia