Hartley Financial Pty. Ltd.

AFS License Number
480751
Name
Hartley Financial Pty. Ltd.
ABN/ACN/ARBN
22124384274
Licensee issued
Nov. 24, 2015
Address
Picton, 2571, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
from 1 July 2022, securities in a CCIV; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
from 1 July 2022, securities in a CCIV; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Christopher Neil Behringer 2007 2008 - Diploma of Financial Services (Financial Planning) FNS50804 - - Mentor Education
 David Anthony Hartley 1998 2007 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2014 - Advanced Diploma of Financial Planning - - Mentor Education
 Isabel Hartley 2023 2021 - Bachelor of Commerce (financial planning- with distinction - Bachelor Degree (AQF 7) - University of Wollongong