This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Kane Robert Baranow | 2025 | 2012 - Bachelor Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2019 - Master of Applied Finance - Masters Degree (AQF 9) - Monash University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Michael John Turner | 2014 | 2011 - Bachelor of Business - - RMIT University ~ 2013 - Diploma of Financial Planning - - Kaplan ~ 2016 - RG146 Licensing Compliance - Self Managed Superannuation Funds - - Financial Education Professionals ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| William Forester Hamilton | 1985 | 1985 - BBus (Acct) - - RMIT ~ 1998 - Post GRad Diploma in Applied Finance - - FINSIA ~ 2008 - MBA - - Melbourne University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - FASEA Exam - Other - Financial Advisers Standards & Ethics Authority Ltd |