This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alastair Graham Price | 2016 | 2010 - Bachelor of Commerce (Economics and Finance) - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2012 - Master of Applied Finance - Masters Degree (AQF 9) - Monash University ~ 2013 - RG146: Core 1 Securities and Managed Investments - Certificate (AQF 1-4) - Deakin Prime ~ 2015 - Accredited Derivatives Adviser Levels 1/2 - - Deakin Prime ~ 2016 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers Association of Australia (SaFaa) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - FASEA Exam - Other - FASEA ~ 2025 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Kane Robert Baranow | 2025 | 2012 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2019 - Master of Applied Finance - Masters Degree (AQF 9) - Monash University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Michael John Turner | 2014 | 2011 - Bachelor of Business - Bachelor Degree (AQF 7) - RMIT University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Ltd ~ 2016 - RG146 Licensing Compliance - Self Managed Superannuation Funds - - Financial Education Professionals ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Ltd ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd |
| William Forester Hamilton | 1985 | 1985 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - RMIT University ~ 1998 - Post Graduate Diploma in Applied Finance - Graduate Diploma (AQF 8) - FINSIA ~ 2008 - Master of Business Administration - Masters Degree (AQF 9) - Melbourne University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Ltd |