Gwp Financial Services Pty ltd

AFS License Number
517504
Name
Gwp Financial Services Pty ltd
ABN/ACN/ARBN
31633514691
Licensee issued
March 27, 2020
Address
Griffith, 2680, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 James William Meehan 2018 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2023 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of New England
 Mark Anthony Ralph 1996 2000 - Diploma of Financial Planning - - Financial Planning Association (FPA)
 Michael Rizzo 1999 2004 - Advanced Diploma of Financial Planning - - Deakin University ~ 2010 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Philip Barclay 2000 1992 - Bachelor of Economics - - University of Newcastle ~ 2002 - Diploma of Financial Planning - - Deakin University ~ 2004 - Certified Financial Planner Program - - Financial Planning Association of Australia (FPA)
 Stephen Lewis 2001 2004 - Certificate in Applied Self Managed Super Fund Advice - - Tower Trust ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2012 - Fellow Chartered Financial Practitioner (FChFP) - - Association of Financial Advisers (AFA)
 Victoria Nicole Habra 2017 2015 - Bachelor of Business - - UTS ~ 2017 - Graduation Diploma of Financial Planning - - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan