Gwp Financial Services Pty ltd
- AFS License Number
- 517504
- Name
- Gwp Financial Services Pty ltd
- ABN/ACN/ARBN
- 31633514691
- Licensee issued
- March 27, 2020
- Address
- Griffith, 2680, NSW
Licence conditions
This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Location
Advisers
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Fotini Mastrogianni | 1998 | Bachelor of Economics - University of Sydney ~ Certificate IV in Finance and Mortgage Broking - National Finance Institute ~ Certificate of Margin Lending and Geared Investments - Kaplan ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia |
| Mark Anthony Ralph | 1996 | Diploma of Financial Planning - Financial Planning Association (FPA) |
| Martin James Smith | 1992 | Certified Financial Planner Program - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Michael Rizzo | 1999 | Advanced Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Philip Barclay | 2000 | Bachelor of Economics - University of Newcastle ~ Certified Financial Planner Program - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Deakin University |
| Stephen Lewis | 2001 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Certificate in Applied Self Managed Super Fund Advice - Tower Trust ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Fellow Chartered Financial Practitioner (FChFP) - Association of Financial Advisers (AFA) |
| Victoria Nicole Habra | 2017 | Bachelor of Business - UTS ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduation Diploma of Financial Planning - Kaplan |