Grove Securities Pty ltd

AFS License Number
233713
Name
Grove Securities Pty ltd
ABN/ACN/ARBN
82086637372
Licensee issued
Nov. 17, 2003
Address
Albany, 6330, WA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Caillie Carpenter 2018 Diploma of Financial Planning - Monarch Institute ~ Graduate Certificate In Self Managed Super Funds - Kaplan Professional ~ Graduate Certificate in Financial Planning - Griffith University
 Mark Talbot Grist 2002 Bachelor of Science (Applied Mathematics & Physical & Inorganic Chemistry) - University of Western Australia ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ Graduate Diploma in Business - Curtin University ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Business Administration - Deakin University and The Association of Professional Engineers, Scientists and Managers, Australia
 Penny Josephine Slebos 1995 Certificate IV in Financial Services (Bookkeeping) - Great Southern Institute of Technology ~ Diploma Financial Planning - Deakin University ~ Diploma of Accounting - Great Southern Institute of Technology ~ Graduate Diploma of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Tribeca