This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
derivatives to retail and wholesale clients;
foreign exchange products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
managed investment schemes limited to MDA services to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
miscellaneous financial investment products limited to MDA services to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
derivatives to retail and wholesale clients;
foreign exchange products to wholesale clients;
managed investment schemes limited to MDA services to wholesale clients; and
miscellaneous financial investment products limited to MDA services to wholesale clients;
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
derivatives to retail and wholesale clients;
foreign exchange products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
managed investment schemes limited to MDA services to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
miscellaneous financial investment products limited to MDA services to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Peter Charles Seldon | 2001 | 2001 - Accredited Derivatives Adviser Level 2 Exam - Other - Australian Stock Exchange ~ 2002 - PS146 Compliance Program: Derivatives, Managed Investments, Generic Knowledge & Securities - Other - Kaplan Professional Education ~ 2003 - ASX Broker Exam - Other - Securities Institute Education ~ 2008 - Superannutation Module - Other - Royal Melbourn Institute of Technology Business TAFE School ~ 2011 - Margin Lending Accreditation Program - Other - Stockbrokers Association of Australia |