This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adrian John King | 2002 | 2007 - Bachelor of Business - - Queensland University of Technology ~ 2012 - Accredited Derivatives Level 1 & 2 - - Kaplan ~ 2015 - Diploma of Financial Planning - - Kaplan |
| Madeline Morgan | 2024 | 2022 - Financial Planning - Graduate Diploma (AQF 8) - KAPLAN Professional |
| Paul Alexander White | 2000 | 1996 - Diploma of Business (Banking and Finance) - - Gold Coast Institute of TAFE ~ 2003 - Diploma of Financial Markets - - FINSIA ~ 2008 - ASX ADA Level 2 Derivatives - - Kaplan ~ 2014 - Diploma of Financial Planning - - Kaplan ~ 2016 - Tax for Financial Advising - - Kaplan |